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Compliance Officer Jobs
7 matches | 1 - 7 displayed
1
date
location
job detail
Jan 30,2016
USA-NY-New York City
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Jun 06,2018
USA-NY-New York City
Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jun 06,2018
USA-MA-Boston
Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018
USA-NY-New York City
Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018
USA-MA-Boston
Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Nov 06,2018
USA-MN-Minneapolis
Compliance Officer
Compliance Officer
Robert Half
?
Minneapolis
MN
55405
Job #770905647
Our client, a large Corporation in the Twin Cities, is seeking a Compliance Manager to join their team. This is an open ended, temporary opportunity. Successful candidates will have 3 years of experience in compliance and/or ethic
Nov 16,2018
USA-NH-Merrimack
Chief Compliance Officer
The Purpose
of Your Role
This position will be responsible for leading the compliance support for Company?s retirement and healthcare businesses. The Workplace Investing division helps over 20,000 businesses manage their retirement and equity compensation programs for over 28 million par
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