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Compliance Officer Jobs

4 matches | 1 - 4 displayed
  1  
date  location  job detail
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Dec 20,2021 USA-VA-Richmond Compliance Officer Job
Are you a lawyer with a strong background in compliance in anti-bribery, fair trade, state privacy laws, and other areas? Would you like to join a values-driven, team-oriented organization that is committed to safety, efficacy and results? If yes, this could be the right opportunity for you.
Backgro
Dec 20,2021 USA-VA-Charlottesville Compliance Officer Job
Are you a lawyer with a strong background in compliance in anti-bribery, fair trade, state privacy laws, and other areas? Would you like to join a values-driven, team-oriented organization that is committed to safety, efficacy and results? If yes, this could be the right opportunity for you.
Backgro
Dec 20,2021 USA-VA-Charlottesville Compliance Officer
Job Description
Are you a lawyer with a strong background in compliance in anti-bribery, fair trade, state privacy laws, and other areas? Would you like to join a values-driven, team-oriented organization that is committed to safety, efficacy and results? If yes, this could be the right opportunity

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