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Compliance Officer Jobs
4 matches | 1 - 4 displayed
1
date
location
job detail
Jan 30,2016
USA-NY-New York City
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Dec 14,2020
USA-VA-Arlington
VP Chief Compliance Officer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cstrong\u003eJob Summary\u003c/strong\u003e \u003cbr /\u003e\u003cbr /\u003eThe VP, Chief Compliance Officer, is responsible for leading the compliance, privacy and network integrity functions within the Company organization
Team Description: To support the Chief Privacy Officer in the execution of their duties to ensure that client is able to effectively manage its privacy and data protection risks and regulatory responsibilities across the Americas region.
Demonstrate a proven track record in ri
Apr 05,2021
USA-TX-Dallas
Chief Compliance Officer - Associate General Counsel
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003eOur client is a leading and highly ranked Multi-Family Office (RIA) with an established foundation across the US and developing presence across Europe. Due to continued growth and expansion, they are looking to add a key member t
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